White Paper

To Protect and Detect: An Evaluation of Compliance System Requirements for the Securities Market

April 11, 2010

Many financial services firms have been failing to comply with post MiFID Regulations and the Market Abuse Directive (MAD) because of aging legacy systems reports a new white paper commissioned by Business Systems (UK) Ltd and published by B.I.S.S. Research. The operational and technological problems faced by compliance officers combined with the intolerable burden of compliance and accurate reporting caused by disparate systems and databases are highlighted as significant contributing factors.

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